Securities Career Exam Prep: Series 6, Series 7, Series 63, Series 65, SIE Exam

by Julie S. Mendel, SILA-A, CDEI | Nov 08, 2021
Securities Career Exam Prep: Series 6, Series 7, Series 63, Series 65, SIE Exam

Starting your securities career or obtaining the appropriate registration licensing for your firm’s recruits has never been easier. A career in securities, financial services, and many other industries requires professionals to pass specific exams and hold one or more registrations, such as Series 6 or Series 7.

WebCE offers exam prep packages for the following securities registration exams, each written by industry experts and designed for test-takers to pass their exam on the first attempt.

SIE Exam

The FINRA® Securities Industry Essentials® (SIE®) Exam is the core FINRA exam for prospective securities industry professionals. This exam assesses a candidate’s knowledge of basic securities industry information.

Passing the Securities Industry Essentials® (SIE®) exam is the first step towards a career in the securities industry, and that career is now more reachable than ever. With WebCE’s SIE exam prep courses and study tools, you’ll learn the foundational concepts of the securities industry and fully prepare yourself to pass the SIE exam.

The WebCE SIE Exam Prep package comes with everything you need to pass the SIE exam on the first try. Your SIE exam prep course follows the SIE exam content outline provided by FINRA and is prepared by industry experts with the latest content.

About the SIE Exam

You will have 105 minutes to complete the 75 question SIE Exam. The SIE Exam will test your knowledge of capital markets, products and their risks, trading, customer accounts and prohibited activities, and an overview of the regulatory framework.

Series 6

The Series 6 exam is the investment company and variable products representative qualification examination.

The WebCE Series 6 Exam Prep package comes with everything you need to pass the Series 6 exam on the first try. Your Series 6 exam prep course follows the Series 6 exam content outline provided by FINRA and is prepared by industry experts with the latest content.

About the Series 6 Exam

You will have 90 minutes to complete the 50 question Series 6 exam. The Series 6 exam will test your knowledge of seeking business for a broker-dealer from customers and potential customers, opening accounts after obtaining and evaluating a customer’s financial profile and investment objectives, providing customers with information about investments and making recommendations, and obtaining and verifying customers’ purchase and sales instruction and processing and confirming transactions.

Series 7

The Series 7 exam is the General Securities Registered Representative (GS) examination. The Series 7 will assess the competency of an entry-level registered representative.

The WebCE Series 7 Exam Prep package comes with everything you need to pass the Series 7 exam on the first try. Your Series 7 exam prep course follows the Series 7 exam content outline provided by FINRA and is prepared by industry experts with the latest content.

About the Series 7 Exam

You will have 225 minutes to complete the 125 question Series 7 exam. The Series 7 exam will test your knowledge of seeking business for a broker-dealer from customers and potential customers, opening accounts after obtaining and evaluating a customer’s financial profile and investment objectives, providing customers with information about investments and making recommendations, and obtaining and verifying customers’ purchase and sales instruction and processing and confirming transactions.

Series 63

The Series 63 exam, known as the Uniform Securities Agent State Law Examination, is a North American Securities Administrators Association (NASAA) exam administered by FINRA.

The WebCE Series 63 Exam Prep package comes with everything you need to pass the Series 63 exam on the first try. Your Series 63 exam prep course follows the Series 63 exam content outline provided by NASAA and is prepared by industry experts with the latest content.

About the Series 63 Exam

You will have 75 minutes to complete the 65 question Series 63 exam. The Series 63 exam will qualify you to act as a securities agent. It will test your knowledge of the Uniform Securities Act provisions, including registration of investment advisers and investment adviser representatives, broker-dealers and their agents, securities and issuers, customer communications, and ethical practices and obligations.

Series 65

The Series 65 exam registration is the Uniform Investment Adviser Law Examination is a North American Securities Administrators Association (NASAA) exam administered by FINRA.

The WebCE Series 65 Exam Prep package comes with everything you need to pass the Series 65 exam on the first try. Your Series 65 exam prep course follows the Series 65 exam content outline provided by NASAA and is prepared by industry experts with the latest content.

About the Series 65 Exam

You will have 180 minutes to complete the 130 question Series 65 exam. The Series 65 exam will qualify you to act as an investment adviser representative. It will test your knowledge of the Uniform Securities Act provisions, including registration of investment advisers and investment adviser representatives, broker-dealers and their agents, securities and issuers, customer communications, and ethical practices and obligations.

Pass Your Securities Exam on Your First Try

No matter which securities exam you need to prepare for, WebCE has you covered! The WebCE exam prep packages come with everything you need to pass your securities exam on your first try. If you’re ready to receive any of the following securities registrations, WebCE has the perfect exam prep packages available:

  • Securities Industry Essentials® (SIE®)
  • Series 6
  • Series 7
  • Series 63
  • Series 65

Each of our exam prep courses follow the exam content outlines provided by FINRA and NASAA. To help students get the most out of their exam prep study experience, WebCE provides a number of tools and features:

WebCE’s securities exam prep course packages provide convenient, effective study solutions for passing your exam. To order your Exam Prep course and take one step closer to your career in securities, click the button below or visit our Exam Prep Course Catalog.