Annuity Suitability: Practice

This course presents ideas that can help registered representatives integrate suitability standards into their annuity marketing and sales activity. This course reviews the annuity suitability regulations by reviewing compliance requirements for anyone who markets and sells their products. The course will assist registered representatives in complying with company and firm annuity suitability procedures. The material presented in this course is intended to reinforce, not to replace, a firm’s compliance policies and procedures.