FINRA: Electronic Communications: What Supervisors Need to Know

Course Description

This course helps supervisors understand their responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.

Learning Objective(s)

By taking this course, you will be able to:

  • Explain what constitutes communications with the public.
  • Recognize content standards for communications with the public.
  • Identify the various forms of electronic communications.
  • Explain why electronic communications must adhere to the same content standards as written communications.
  • Understand your supervisory responsibilities with respect to electronic communications.

Complexity

Intermediate

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