FINRA: Understanding Social Media for Retail Registered Representatives

Course Description

This course helps registered representatives understand the requirements that apply when using social media for business communications with the public. It also shows how regulatory standards apply to the use of social media.

Learning Objective(s)

This course aims to help you:

  • Explain the regulatory requirements related to using social media when conducting firm business.
  • Understand that use of social media must adhere to the same content standards as written communications.
  • Recognize possible consequences of failing to comply with your firm’s policies and FINRA’s regulatory requirements related to use of social media.

Complexity

Intermediate