AML: Due Diligence and the Retail Customer

Federal law and industry rules provide strict guidelines and dictate stringent enforcement of an anti-money laundering compliance program. This course explores those laws, rules, and guidance and incorporates the due diligence requirements and recommendations into the training material. It includes an interactive case study geared specifically to the institutional audience that illustrates proper implementation and consequences of failure to comply.  

This course has been updated to include information on the FinCEN Customer Due Diligence (CDD) Rule and Beneficial Ownership.
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