Public Communication, Social Media Interaction, and Digital Communication

Overview

This course provides guidance on how to use digital communications while staying compliant with FINRA communication with the public rules.

Learning Objectives

Students who successfully complete this course will be able to:

  • understand FINRA definitions of communication
  • understand what is and is not allowed when communicating with the public
  • understand your supervision, filing, recordkeeping, and other obligations when communicating with the public

Designed for

Retail

Find Courses Now