FINRA: Variable Annuities: Regulatory Implications

Course Description

This course is designed to help you better understand risks, sales practice issues, rules and regulations related to variable annuities. It addresses some of the features and benefits of these products as well as the regulatory implications that apply when selling them.

Learning Objective(s)

By taking this course, you will be able to:

  • Identify the features and benefits of variable annuities.
  • Understand the rules underlying the regulation of variable annuities.
  • Understand the sales practice and regulatory implications concerning variable annuities.

Complexity

Intermediate

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