Overview

This course provides an overview of the best practice recommendations from FINRA on cybersecurity, recognizing and responding to cyber-threats, and the prevention of cyber-attacks in the financial services arena.

Learning Objectives

Students who successfully complete this course will be able to:

• understand cybersecurity governance and risk
• describe cybersecurity management processes
• perform risk assessments
• identify technical controls
• understand incident response planning
• describe vendor management
• understand the need for staff training
• understand the importance of intelligence and information sharing
• understand insurance coverage for cyber-attacks

Designed for

All registered representatives and principals