Senior Safe Act: Protecting Senior Investors

Overview

This course discusses the Senior Safe Act (SSA), a law designed to protect senior citizens from exploitation and offer immunity to those reporting suspected exploitation. Under the SSA, financial institutions and their eligible employees, affiliated persons, and associated persons who satisfy its requirements are afforded immunity from liability in any civil or administrative proceeding for reporting potential exploitation of a senior citizen.

Learning Objectives

Upon completion of this course, you should be able to:

  • Understand the Senior Safe Act and its immunity protections;
  • Recognize the red flags of senior financial exploitation;
  • Understand how to report suspected financial exploitation of a senior citizen;
  • Understand certain rules applicable to working with senior citizens.

Designed for

This course is designed for all securities audiences.

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