Annual Compliance Meeting Online Demo - Updated

Overview

This is a demo of the WebCE Annual Compliance Meeting (ACM) Online product. It highlights cybersecurity, senior investors and vulnerable adults, anti-money laundering and compliance reminders. 

Learning Objectives

Upon completion of the ACM the registered representative should be familiar with:

- Current cybersecurity concerns
- Anti-Money Laundering processes
- Treatment of senior investors and vulnerable adults
- Compliance concerns surrounding their day-to-day activities 

Designed For

This is a demo module designed for sales representatives at WebCE 
WebCE® is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Find Courses Now