FINRA: Understanding Retail Structured Products

Overview

This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.

Learning Objectives

Upon completion of this course, students will be able to:

  • recognize characteristics of retail structured products as an investment type
  • explain basic features of some of the more common forms of retail structured products
  • describe particular risks associated with retail structured products

Designed For

All registered representatives and registered principals
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