FINRA: Electronic Communications: What Supervisors Need to Know

Overview

This course helps supervisors understand their responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.

Learning Objectives

Upon completion of this course, students will be able to:

  • explain what constitutes communications with the public.
  • recognize content standards for communications with the public.
  • identify the various forms of electronic communications.
  • explain why electronic communications must adhere to the same content standards as written communications.
  • understand your supervisory responsibilities with respect to electronic communications.

Designed For

Supervisors of Registered Representatives 
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