Business Continuity Plans

Overview

This course reviews the FINRA rules on Business Continuity Plans and Emergency Contact Information as well as the FINRA, SEC, and CFTC Joint Advisory on business continuity planning.

Learning Objectives

Students who successfully complete this course will be able to:

understand the need for business continuity planning
understand the rules and regulations surrounding business continuity plans

Designed For

All registered representatives and principals

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

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