WebCE is your trusted source for FINRA Firm Element online courses. We
recently added FINRA Firm Element course updates to our Firm Element Catalog to
reflect recent FINRA changes.
The following courses have been updated and added to our Firm Element
training catalog:
Updated Courses:
- Customer Information Protection for Registered
Representatives
- Customer Information Protection for Supervisors
- Insider Trading
- Penny Stock Sales
- Retail Branch Office Supervision Compliance with
Regulations
- Retail Branch Office Supervision: Understanding Supervisory
Responsibilities
- Senior Investor Issues: Diminished Decisional Capacity
- Supervision Obligations When Monitoring Sales and Trading
- Understanding Commodity Futures—Linked Securities
To order these courses and more, visit our Firm Element course
catalog or call 877-488-9319 to speak to a member of our support services
team.
Order Firm Element
Courses