WebCE Releases Updated FINRA Firm Element Courses

by Mallory O'Sullivan | Nov 30, 2017

WebCE is your trusted source for FINRA Firm Element online courses. We recently added FINRA Firm Element course updates to our Firm Element Catalog to reflect recent FINRA changes.

The following courses have been updated and added to our Firm Element training catalog:

Updated Courses:

  • Customer Information Protection for Registered Representatives
  • Customer Information Protection for Supervisors
  • Insider Trading
  • Penny Stock Sales
  • Retail Branch Office Supervision Compliance with Regulations
  • Retail Branch Office Supervision: Understanding Supervisory Responsibilities
  • Senior Investor Issues: Diminished Decisional Capacity
  • Supervision Obligations When Monitoring Sales and Trading
  • Understanding Commodity Futures—Linked Securities

To order these courses and more, visit our Firm Element course catalog or call 877-488-9319 to speak to a member of our support services team.

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