SECURITIES QUALIFYING EXAM PREP PACKAGES

Ready to Take Your Career in Financial Services to the Next Level? 

Have you passed the Securities Industry Essentials (SIE) Exam and have a FINRA registered member sponsor that wants you to take a qualifying exam to further your career? WebCE can help you study for your qualifying exams and get you on your way to helping individuals and companies with all their financial services needs.

All of our Qualifying Exam Prep course packages come with the materials and tools you need to pass your exam on the first try. Our study courses are written to the exam content outlines provided by FINRA with the most up-to-date and accurate information enhanced with read-it-to-me audio. Our Flash Tutor® online flashcards are mobile-friendly and perfect for on-the-go review of key terms and concepts. For exam day practice, our Exam Tutor® exam simulator will allow you to take full practice exams or build custom exams to test your knowledge on specific topics. With the added workbook, you'll have everything you need in our complete packages to make sure you're ready for exam day.  


Available Qualifying Exam Prep Packages

Series 6 Series 7 Series 24 Series 26
Series 63 Series 65 Series 66
Securities Exam Prep User Studying

Securities Exam Prep Study Tools & Resources

Insurance Exam Prep Study Guide

Securities Exam Prep Study Guide

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Insurance Exam Simulator

Exam Tutor Exam Simulator

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Insurance Exam Flashcards

Flash Tutor Flashcards

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Insurance Exam Prep Study Planner

My Study Planner

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Elevate Your Career With These Top Off Exam Prep Courses 

Series 6 Licensing & Exam Prep

With a Series 6 license you can broaden your portfolio of products to include soliciting, purchasing, or selling mutual funds, closed-end funds on the initial public offering only, variable annuities, unit investment trusts, and municipal fund securities.


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Series 7 Licensing & Exam Prep

With a Series 7 license, registered reps can sell the broadest range of securities including corporate securities, municipal securities, and options.



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Series 65 Licensing & Exam Prep

The Series 65 exam is another Uniform Investment Adviser Law Examination designed to qualify candidates as investment adviser representatives.




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Series 63 Licensing & Exam Prep

The Series 63 license will qualify individuals as investment advisor representatives or securities agents. The exams cover the principles of state securities regulation reflected in the Uniform Securities Act and will provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations.

 

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Series 66 Licensing & Exam Prep

The Series 66 license will qualify individuals as investment advisor representatives or securities agents. The Series 66 exam is relatively new exam created by NASAA. It is a combination of Series 63 and Series 65, but since a prerequisite for the exam is successful completion of the Series 7, it does not include the product, analysis, and strategy questions that are a large part of the Series 65. 


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Series 24 Licensing & Exam Prep

The Series 24 licensing exam assesses the competency of an entry-level principal to perform their job as a principal dependent on their corequisite registrations.





 

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Series 26 Licensing & Exam Prep

The Series 26 or the Investment Company and Variable contracts Products Principal Qualification Exam (IP) — evaluates the competency of an entry-level principal to perform their job as an investment company and variable products principal.



 

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The WebCE Experience

At WebCE, we not only strive to forge solutions that create connections with our students, we also strive to support professionals as professionals by giving them the essentials they need to start a new career and succeed in that career for years to come. All of our courses contain quality content written by industry experts along with our powerful study tools, so you or your employees will have everything to pass the securities top off exams on the first try.

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CORPORATE SOLUTIONS FOR COMPANIES OF ALL SIZES

Are you hiring or do your employees need to extend their knowledge the products you offer and become licensed to sell them? WebCE offers an unmatched referrer program with exclusive tools and services to help managers and recruiters get the most out of their securities licensing exam prep program. Register as a WebCE referrer to get dynamic, mobile-ready, real-time tracking reports that chart progress and pass rates, along with daily or weekly email updates.

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