Course Information

AML Training

AML Case Studies

Overview

This course reviews the basics of money laundering and illustrates the process and repercussions through actual disciplinary actions against individuals and firms filed by FINRA.

Summary Details

Price

$15.00

4.71 (172 Ratings)

Learning Objectives

understand your AML obligations
explain the rules surrounding AML programs
understand the Bank Secrecy Act
understand the consequences of ignoring obligations under the rules

Designed For:

All registered representatives, registered principals, and other finance professionals

Course Information

Adding additional credit may change exam requirements.

Access Period:	12 months
Prerequisites:	None
Delivery Method:	Self-Study
PDF Download:	Not Available
Provider of Record:	WebCE
Provider Number:	WebCE
Last Reviewed:	August 2025
Study Level:	Intermediate
Approved For:	Program Training

Exam

Proctor:	No
Passing Grade:	70
Questions:	10

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