CFP® Certification CE

Ethics CE: A Practical Application of CFP Board’s Code and Standards

Overview

This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective July 1, 2024.

Summary Details

Hours

2.0

Price

$19.95





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Learning Objectives

  • Recognize when you are providing financial advice as a CFP® professional; 
  • Apply the fiduciary duty appropriately in your practice; 
  • Describe situations where financial advice requires financial planning and understand the additional responsibilities associated with such planning activities
  • Determine what information you must provide to the Client and when to document the exchange of information
  • Identify your duties when you are using or referring other service providers or technologies 
  • Describe the process followed by CFP Board to uphold the integrity of, and compliance with, the Code and Standards 


Designed For:

Credentialed financial services professionals 



Course Information

Adding additional credit may change exam requirements.

Access Period: 12 months
Prerequisites: None
Delivery Method: Self-Study
PDF Download: Not Available
Provider of Record: WebCE
Provider Number: 2257
Last Reviewed: October 2024
Study Level: Intermediate
Approved For: Ethics

Exam

Proctor: No
Passing Grade: 70
Questions: 12
Retakes: Unlimited



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