Course Information

FINRA e-Learning

FINRA: Understanding Retail Structured Products

Overview

This course explains the basics of retail structured products as an investment class. It also describes the features of some of their more common forms and related risks associated with them.

Summary Details

Hours

0.5

Price

$18.00

This course is not subject to discount pricing.

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Select all the additional credit you need and then add to cart

CFP ^{Add Certified Financial Planner CE Credit to Your CourseAdd CFP continuing education credit to your course for only a small additional charge. Once the CFP CE is selected you will then see the approved credit hours and fee. Ordering at the time of purchase will allow you to complete one exam and receive certificates of completion for each of the credits added. Credits will be reported upon completion according to our reporting schedule.}

Learning Objectives

recognize characteristics of retail structured products as an investment type
explain basic features of some of the more common forms of retail structured products
describe particular risks associated with retail structured products

Designed For:

Registered representatives and registered principals

Course Information

Adding additional credit may change exam requirements.

Access Period:	12 months
Prerequisites:	None
Delivery Method:	Self-Study
PDF Download:	Not Available
Provider of Record:	FINRA
Provider Number:	Approved
Approved For:	Firm Element

Exam

Proctor:	No
Passing Grade:	70
Questions:	10

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