IAR CE

Investment Adviser Complete CE Package

Package Details

hours
12.0
price
$60.00

Access Period:

12 months

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Investment advisers must be well versed in ethics and professional responsibilities and products and practices to be successful. Understanding your ethical and regulatory obligations, as well as keeping your skills and knowledge current regarding financial products, investment features, and practices surrounding the products in the industry are vital to your success and the courses in this package are designed to assist you in achieving this success.   

Upon completion of this package, investment advisers will have a solid understanding of:   
  • demonstrate an understanding of the ethical duties that financial advisors owe to clients in general and the specific duties owed to senior clients describe the various physical, psychological, and cognitive changes individuals face as they age
  • demonstrate an understanding of deferred income annuities: their purpose, design, and function
  • have a basic understanding of what Regulation Best Interest is and why this Regulation is so important   
The courses included will meet all your IAR CE requirements, including 6-hours of ethics and professional responsibility and 6-hours of products and practices.
Package Includes
Deferred Income Annuities and QLACs for the Investment Adviser Representative
2.0
Elder Financial Abuse and the Investment Adviser Representative
1.0
Ethically Serving Seniors with Diminished Capacity for the Investment Adviser Representative
3.0
Ethics for the Investment Adviser Representative
3.0
Marketing and Advertising for the Investment Adviser Representative
1.0
Regulation Best Interest for the Investment Adviser Representative
2.0



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