NASAA Requirements for IARs

12 HOURS ANNUALLY

6 HOURS: Products & Practices | 6 HOURS: Ethics & Responsibility


FACT! Completing FINRA's Regulatory Element by 12/31 will fulfill the Products & Practices CE requirement

WebCE is an NASAA-approved content provider. NASAA does not endorse any particular provider of IAR CE courses. The content of WebCE courses and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Current Catalog:

Build Your Own 12-Hour CE Package for $53.95!
Additional Hour Fee: Each additional hour over 12 is $6.00
Discount is automatically applied at checkout
Course Completion Reporting: Course completions are reported to NASAA or its designee (FINRA), every business day. Please note that the CRD system will stop processing rosters on December 26th. All course rosters submitted prior to then will be processed and included in the current year renewal process. WebCE will continue to submit rosters through the end of the year, however, rosters submitted between December 27 – December 31 will not be processed until the system comes back up after the first of the year.

Filing Fee: A mandatory filing fee of $3.00 per hour will be added to your order total.