The Securities Industry Essentials® (SIE®) Exam is a
FINRA exam for prospective securities industry professionals. This
introductory-level exam assesses a candidate’s knowledge of basic securities
industry information including concepts fundamental to working in the industry,
such as types of products and their risks; the structure of the securities
industry markets, regulatory agencies and their functions; and prohibited
practices.
With this special package, candidates will get all the
materials they need to prepare for the SIE exam. Our study guide material is
written by industry experts and updated to the latest exam content outlines.
Included in this package, candidate’s will also get access to our powerful
study tools:
- Exam
Tutor, our diagnostic testing tool which provides unlimited customizable
practice quizzes and full exam simulations.
- Flash
Tutor flashcards, a unique drill-and-practice tool you
can use on any device to put your securities knowledge to the test
- My Study Planner, a dynamic planner that allows you to establish a study plan with a specific completion goal to help you focus on incremental daily progress in the course content.