Want to become a registered representative and sell securities products or act as an investment adviser? One of the first steps is to pass the Series 63 Qualification Exam. The Series 63 qualification exam covers the principles of state securities regulation reflected in the Uniform Securities Act and will provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations.
With this special package, candidates seeking the Series 63 registration will get all the materials needed to prepare for the Series 63 qualification exam. Our study guide material is written by industry experts and reflects the most current exam content outlines published by FINRA and NASAA.
Included in this package, candidates will also get access to our powerful study tools:
- Exam Tutor, our diagnostic testing tool which provides unlimited customizable practice quizzes and full exam simulations.
- Flash Tutor flashcards, a unique drill-and-practice tool you can use on any device to put your knowledge to the test.
- My Study Planner, a dynamic planner that allows you to establish a study plan with a specific completion goal to help you focus on incremental daily progress in the course content.
Note: CO, DC, FL, LA, MD, NJ, OH, and VT do not currently require Series 63 registration.
Recently revised to meet the updated NASSA test specifications.