If you are
interested in getting into the Securities industry to be an Investment Company
and Variable Contracts Products Representative at the federal and state level,
candidates will need to pass the Securities Industry Essentials (SIE) exam, the
Series 6 top off exam, and the Series 63* top off exam.
With this special
package, candidates seeking entry into the securities industry and want to
solicit, purchase, or sell mutual funds (closed-end funds on the initial public
offering only), variable annuities, variable life insurance, unit investment
trusts, and municipal fund securities (such as 529 savings plans) at the state
and federal level will get all the materials they need to prepare for the SIE
exam, the Series 6 top off exam, and the Series 63 top off exam. Our study
guide material is written by industry experts and reflects the most current
exam content outlines published by FINRA and NASAA.
Included in this
package, candidate’s will also get access to our powerful study tools:
- Exam Tutor, our diagnostic
testing tool which provides unlimited customizable practice quizzes and
full exam simulations.
- Flash Tutor, a unique
drill-and-practice flashcard tool you can use on any device to put your
knowledge to the test.
- My Study Planner, a dynamic planner that allows you to establish a study plan with a specific completion goal to help you focus on incremental daily progress in the course content.
*Note: CO, DC,
FL, LA, MD, NJ, OH, and VT do not currently require Series 63 registration. Series 63 study guide was recently revised to meet the updated NASSA test specifications.