FINRA: Ethical Decision Making (EL-ELC270)

Overview

This course instructs learners on the importance of acting ethically and what to do if they see unethical behavior in the workplace. It also explains how to recognize and mitigate ethical dilemmas in the financial industry through real world examples.

Find this course for your license

License or Certification

Regulator

Objectives

understand why it is important to act ethically;
recognize ethical dilemmas and conflicts of interest;
mitigate common conflicts of interest in the financial industry; and
know what to do if you see unethical behavior in the workplace.

Designed For:

Registered Representatives

Course Information

Adding additional credit may change exam requirements.

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

Quick Links

Catalog

Business Solutions

Blog

Special Offers

All Products

Information

Privacy

Business Continuity

Accessibility

Sitemap

Terms