AML: Working With Non-Natural or Institutional Customers

Overview

This course discusses anti-money laundering (AML) basics, suspicious activity detection, and reporting. It includes real-life illustrations specific to the non-natural person or institutional audience.

Learning Objectives

  • understand the act of laundering money
  • understand anti-money laundering compliance program requirements
  • learn to identify suspicious activity
  • understand how to report suspicious activity

Designed For

Institutional registered representatives and other finance professionals


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