AML: Working with Natural Clients

Overview

This course discusses anti-money laundering (AML) basics, suspicious activity detection, and reporting. It includes real-life illustrations specific to working with natural persons (individuals).

Learning Objectives

  • understand the act of laundering money
  • understand anti-money laundering compliance program requirements
  • learn to identify suspicious activity
  • understand reporting suspicious activity

Designed For

Retail registered representatives and other finance professionals


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