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Duties of Solicitor Municipal Advisors

Overview

The Municipal Securities Rulemaking Board (MSRB) has created a new rule, MSRB Rule G-46, which addresses the duties of solicitor municipal advisors. The new rule also amended MSRB Rule G-8, on books and records. This course will examine the new rule and the amendments to the books and records rules for municipal advisors. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 



Learning Objectives

  • understand the duties of municipal advisors when engaging in solicitation activities
  • learn the rules surrounding books and records.


Designed For:

Municipal Advisors 




Course Information

Adding additional credit may change exam requirements.