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FINRA: Municipal Bonds: Regulatory Considerations

Overview

This course addresses some of the inherent risks associated with municipal bonds. It is designed to help you better understand risks, sales practice issues, and rules and regulations related to these bonds.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • understand some of the regulatory issues involving municipal bonds
  • recognize some of the inherent risks involved with buying, selling and investing in municipal bonds
  • understand the rules and regulations related to municipal bonds


Designed For:

Registered representatives and registered principals




Course Information

Adding additional credit may change exam requirements.