FINRA: Municipal Bonds: Regulatory Considerations
Overview
This course addresses some of the inherent risks associated with municipal bonds. It is designed to help you better understand risks, sales practice issues, and rules and regulations related to these bonds.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- understand some of the regulatory issues involving municipal bonds
- recognize some of the inherent risks involved with buying, selling and investing in municipal bonds
- understand the rules and regulations related to municipal bonds
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.
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