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FINRA: Municipal Bonds: Regulatory Considerations
Overview
This course addresses some of the inherent risks associated with municipal bonds. It is designed to help you better understand risks, sales practice issues, and rules and regulations related to these bonds.
Find this course for your license
License or Certification
--Select an Option--
CFP® Certification CE
FINRA e-Learning
Regulator
Type
Objectives
understand some of the regulatory issues involving municipal bonds
recognize some of the inherent risks involved with buying, selling and investing in municipal bonds
understand the rules and regulations related to municipal bonds
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.