Overview
Understanding exchange-traded products (ETPs) is crucial to navigating the complexities of modern financial markets. With their unique structure and dual liquidity, ETPs present opportunities and challenges that require careful consideration. This course will examine ETPs and their risks, suitability, and best interest rules, as well as case studies highlighting the consequences of failing to follow those rules.
Learning Objectives
- Understand exchange-traded products (ETPs)
- Identify the risks associated with various ETPs
- Apply suitability and best interest rules
- Recognize the consequences of compliance failures related to ETPs
Designed For
Registered representatives
Find this course for your license:
License or Certification
Regulator
Type