WebCE Support Services Hours for October 8th, 2026

WebCE Support Services phone and chat will be closed today from 3:30 p.m. to 7:00 p.m. CST for internal training. We will resume normal business hours on Friday October 9th, 2026. 

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Overview of Exchange-Traded Products

Overview

Understanding exchange-traded products (ETPs) is crucial to navigating the complexities of modern financial markets. With their unique structure and dual liquidity, ETPs present opportunities and challenges that require careful consideration. This course will examine ETPs and their risks, suitability, and best interest rules, as well as case studies highlighting the consequences of failing to follow those rules. 

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Learning Objectives

  • Understand exchange-traded products (ETPs)
  • Identify the risks associated with various ETPs
  • Apply suitability and best interest rules
  • Recognize the consequences of compliance failures related to ETPs


Designed For:

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Course Information

Adding additional credit may change exam requirements.