Business Continuity Plans

Overview

This course reviews the FINRA rules on Business Continuity Plans and Emergency Contact Information as well as the FINRA, SEC, and CFTC Joint Advisory on business continuity planning.

Find this course for your license

License or Certification

Regulator

Objectives

understand the need for business continuity planning
understand the rules and regulations surrounding business continuity plans

Designed For:

Registered representatives, principals, and other finance professionals

Course Information

Adding additional credit may change exam requirements.

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

Quick Links

Catalog

Business Solutions

Blog

Special Offers

All Products

Information

Privacy

Business Continuity

Accessibility

Sitemap

Terms