An Overview of Complex Products

Overview

This course explores complex financial products like structured notes, inverse/leveraged ETFs, hedge funds, and asset-backed securities. It covers their unique features, qualifications as complex products, and associated risks.

Find this course for your license

License or Certification

Regulator

Objectives

understand some of the identifying features of a complex product
understand your suitability obligations with regard to complex products
understand your training obligations with regard to complex products
understand your supervision obligations with regard to complex products

Designed For:

Retail registered representatives and other finance professionals

Course Information

Adding additional credit may change exam requirements.

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