Overview
This course explores complex financial products like structured notes, inverse/leveraged ETFs, hedge funds, and asset-backed securities. It covers their unique features, qualifications as complex products, and associated risks.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- understand some of the identifying features of a complex product
- understand your suitability obligations with regard to complex products
- understand your training obligations with regard to complex products
- understand your supervision obligations with regard to complex products
Designed For:
Retail registered representatives and other finance professionals
Course Information
Adding additional credit may change exam requirements.
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S1-32 - Framework