FINRA: Prohibited Conduct in Customer Relationships (EL-ELC 272)
Overview
This course aims to provide a high-level awareness of certain prohibited practices surrounding customer relationships.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- identify and analyze unauthorized account activity
- understand excessive trading and churning
- learn about communications standards
- recognize the misuse of material nonpublic information (MNPI)
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.
At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.
Information
Copyright ©1992-2026 WebCE®. All Rights Reserved.
S2-31 - Framework