FINRA: Electronic Communications: What Wholesalers Need to Know
Overview
This course helps wholesalers understand their compliance responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- explain what constitutes communications with the public
- recognize content standards for communications with the public
- identify the various forms of electronic communications
- explain why electronic communications must adhere to the same content standards as written communications
Designed For:
Wholesalers
Course Information
Adding additional credit may change exam requirements.
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S1-31 - Framework