FINRA: Electronic Communications: What Wholesalers Need to Know

Overview

This course helps wholesalers understand their compliance responsibilities with respect to electronic communications. It shows how regulatory standards apply to social media and other electronic communications.

Find this course for your license

License or Certification

Regulator

Objectives

explain what constitutes communications with the public
recognize content standards for communications with the public
identify the various forms of electronic communications
explain why electronic communications must adhere to the same content standards as written communications

Designed For:

Wholesalers

Course Information

Adding additional credit may change exam requirements.

At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.

Quick Links

Catalog

Business Solutions

Blog

Special Offers

All Products

Information

Privacy

Business Continuity

Accessibility

Sitemap

Terms