FINRA: Understanding Social Media for Retail Registered Representatives

Overview

This course helps registered representatives understand the requirements that apply when using social media for business communications with the public. It also shows how regulatory standards apply to the use of social media.

Find this course for your license

License or Certification

Regulator

Objectives

explain the regulatory requirements related to using social media when conducting firm business
understand that use of social media must adhere to the same content standards as written communications
recognize possible consequences of failing to comply with your firm’s policies and FINRA’s regulatory requirements related to use of social media

Designed For:

Registered representatives and registered principals

Course Information

Adding additional credit may change exam requirements.

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