FINRA: Understanding Social Media for Retail Registered Representatives
Overview
This course helps registered representatives understand the requirements that apply when using social media for business communications with the public. It also shows how regulatory standards apply to the use of social media.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- explain the regulatory requirements related to using social media when conducting firm business
- understand that use of social media must adhere to the same content standards as written communications
- recognize possible consequences of failing to comply with your firm’s policies and FINRA’s regulatory requirements related to use of social media
Designed For:
Registered representatives and registered principals
Course Information
Adding additional credit may change exam requirements.
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