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FINRA: 2023 AML Review (EL-ELC275)
Overview
This course reviews the key anti-money laundering (AML) program rules and requirements. It also focuses on current AML trends and recognizing a wide range of red flags associated with suspicious activity.
Find this course for your license
License or Certification
--Select an Option--
CFP® Certification CE
FINRA e-Learning
Regulator
Type
Objectives
AML fundamentals
Identifying fraud and cyber schemes
Money mule schemes
Pump-and-dump schemes
Sanctions, anti-bribery and anti-corruption measures
The consequences of failing to identify red flags of suspicious activity
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.
Prerequisites:
N/A