FINRA: 2023 AML Review (EL-ELC275)

Overview

This course reviews the key anti-money laundering (AML) program rules and requirements. It also focuses on current AML trends and recognizing a wide range of red flags associated with suspicious activity.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • AML fundamentals
  • Identifying fraud and cyber schemes
  • Money mule schemes
  • Pump-and-dump schemes
  • Sanctions, anti-bribery and anti-corruption measures
  • The consequences of failing to identify red flags of suspicious activity 


Designed For:

Registered Representatives




Course Information

Adding additional credit may change exam requirements.

Prerequisites:
N/A
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