FINRA: 2024 Annual AML Review (EL-ELC282)

Overview

This course reviews basic anti-money laundering (AML) program requirements and established practices for creating and maintaining a robust AML program, with a focus on detecting and reporting suspicious activity. It also focuses on current industry trends and the consequences of failing to identify red flags of suspicious activity. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Objectives

  • AML fundamentals
  • Identifying and reporting suspicious activity
  • Fraud and cyber schemes
  • ACATS fraud
  • FinCEN’s Customer Due Diligence Requirements (the CDD Rule)
  • Sanctions, anti-bribery and anti-corruption 

Designed For:

Registered Representatives 




Course Information

Adding additional credit may change exam requirements.

Prerequisites:
N/A