FINRA: 2024 Annual Industry Priorities Review (EL-ELC281)
Overview
This annual course highlights select industry priorities from FINRA’s Examinations and Risk Monitoring Program report. It works to familiarize learners with resources and methods for staying current on their own.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Manipulative trading
- Regulatory events reporting
- Private placements
- Segregation of assets and customer accounts
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.
| Prerequisites: | N/A |
At WebCE, we are passionate about delivering exceptional professional development solutions. With world-class customer support and education to serve multiple professions, we're here to help professionals reach their career goals.
Information
Copyright ©1992-2026 WebCE®. All Rights Reserved.
S1-31 - Framework