Ethics CE: A Practical Application of CFP Board’s Code and Standards

Overview

This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective July 1, 2024.

Find this course for your license

License or Certification

Regulator

Learning Objectives

Recognize when you are providing financial advice as a CFP® professional;
Apply the fiduciary duty appropriately in your practice;
Describe situations where financial advice requires financial planning and understand the additional responsibilities associated with such planning activities
Determine what information you must provide to the Client and when to document the exchange of information
Identify your duties when you are using or referring other service providers or technologies
Describe the process followed by CFP Board to uphold the integrity of, and compliance with, the Code and Standards

Designed For:

Credentialed financial services professionals

Course Information

Adding additional credit may change exam requirements.

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