Ethics CE: A Practical Application of CFP Board’s Code and Standards
Overview
This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct, which is effective July 1, 2024.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
- Recognize when you are providing financial advice as a CFP® professional;
- Apply the fiduciary duty appropriately in your practice;
- Describe situations where financial advice requires financial planning and understand the additional responsibilities associated with such planning activities
- Determine what information you must provide to the Client and when to document the exchange of information
- Identify your duties when you are using or referring other service providers or technologies
- Describe the process followed by CFP Board to uphold the integrity of, and compliance with, the Code and Standards
Designed For:
Credentialed financial services professionals
Course Information
Adding additional credit may change exam requirements.
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