Course Information

Compliance Priorities, Vol 2 - Crypto Assets

Overview

Each year, FINRA provides firms with the information they may need to include in their compliance programs. This course will provide an overview of the rules and obligations of firm operations that cover crypto assets.

Find this course for your license

License or Certification

Regulator

Learning Objectives

Crypto assets
The consequences for violating industry rules and firm obligations involving crypto assets
FINRA findings and recommended best practices

Designed For:

Registered Representatives

Course Information

Adding additional credit may change exam requirements.

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