FINRA: Annual 2025 AML Review (EL-ELC291)

Overview

This course reviews basic anti-money laundering (AML) program requirements and established practices for creating and maintaining a robust AML program, with a focus on detecting and reporting suspicious activity. It also focuses on current industry trends and the consequences of failing to identify red flags of suspicious activity. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • AML fundamentals
  • Identifying and reporting suspicious activity
  • Verification of customer identity
  • Identifying AML red flags at account opening
  • Crypto Confidence Scams
  • Sanctions, anti-bribery and anti-corruption


Designed For:

Registered Representatives 




Course Information

Adding additional credit may change exam requirements.