FINRA: 2025 Annual Industry Priorities Review (EL-ELC292)
Overview
This course will provide learners with updates on select industry priorities, including FINRA findings and effective practices, resources to stay abreast of industry priorities and methods for obtaining these resources.
Find this course for your license
License or Certification
Regulator
Type
Learning Objectives
Cybersecurity and new account opening identify validation
Crypto asset developments
Books and records
Trusted contact persons
Resources and methods for staying current
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.