FINRA: 2025 Annual Industry Priorities Review (EL-ELC292)

Overview

This course will provide learners with updates on select industry priorities, including FINRA findings and effective practices, resources to stay abreast of industry priorities and methods for obtaining these resources.

Find this course for your license

License or Certification

Regulator

Learning Objectives

Cybersecurity and new account opening identify validation
Crypto asset developments
Books and records
Trusted contact persons
Resources and methods for staying current

Designed For:

Registered Representatives

Course Information

Adding additional credit may change exam requirements.

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