Understanding Registered Index-Linked Annuities

Overview

Registered index-linked annuities (RILAs) are growing in popularity and regulators have taken notice. As a result, the Securities and Exchange Commission (SEC) has adopted new rules surrounding RILAs and FINRA has included them in their annual regulatory oversight report. This course will examine RILAs, the rules surrounding RILAs and regulators’ findings and best practices.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Understand RILAs
  • Understand the rules and regulations surrounding marketing and sale of RILAs 
  • Understand the issues uncovered by regulators and best practices recommendations


Designed For:

Registered Representatives 




Course Information

Adding additional credit may change exam requirements.