Financial Exploitation and Financial Scams

Overview

Detection and prevention of financial exploitation and scams are at the top of regulators' and industry professionals' minds. This course will explore the financial exploitation of seniors and vulnerable adults, discussing financial scams and how to recognize and report them. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • The rules and regulations surrounding financial exploitation 
  • How to recognize and report suspected financial exploitation 
  • How to recognize and report potential financial scams


Designed For:

Investment Adviser Representatives 




Course Information

Adding additional credit may change exam requirements.