The World of Cybersecurity and What Registered Representatives Need to Know

Overview

This course covers various cybersecurity threats, protection strategies, and response plans for firms. It includes a focus on credential stuffing and password management, helping firms understand threats, target assets, and develop appropriate cybersecurity programs.

Find this course for your license

License or Certification

Regulator

Learning Objectives

Understand the importance and value of a solid cybersecurity framework
Implement cybersecurity procedures and protocols at your firm
Recognize various cybersecurity threats facing broker-dealers and registered representatives
Utilize effective practices to defend against common cybersecurity threats
Be aware of compliance tools available for cybersecurity
Understand the risks of insider threats, third-party vendors, credential stuffing, and the importance of good password management

Designed For:

Registered Representatives and Investment Advisers

Course Information

Adding additional credit may change exam requirements.

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