ACM: Communication - Navigating the Securities Landscape

Overview

This complete Annual Compliance Meeting will help you understand the rules and risks of modern communication in the securities industry. You'll learn how to maintain compliance while interacting with clients and the public in today's digital world.

To make learning easier and more effective, this meeting includes read-it-to-me audio and AI Chat Tutor, that allows representatives to ask questions about the presentation and receive an immediate response.

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Public Communications, Social Media Interaction, and Digital Communication
  • Off-Channel Communications
  • Rules for Communication with the Public 


Designed For:

Registered Representatives 




Course Information

Adding additional credit may change exam requirements.