FINRA: Detecting Financial Crimes: Money Laundering

Overview

In this course, individuals will learn about money laundering techniques in order to recognize attempts to conceal illegally obtained money and evade relevant AML rules. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Anti-money laundering rules
  • SAR reporting requirements
  • Account opening red flags
  • The money laundering process
  • Customer account monitoring
  • Identifying terrorist financing


Designed For:

Registered Representatives




Course Information

Adding additional credit may change exam requirements.