Financial Fraud and Scams

Overview

This course will examine financial scams that target investors, including relationship scams, pig butchering and other common scams. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 

Learning Objectives

  • Understand the nature and scope of financial scams.
  • Be able to identify common tactics used in financial scams.
  • Understand ethical practices and client protection in investment advising


Designed For:

Registered Representatives 




Course Information

Adding additional credit may change exam requirements.

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