Overview of Mutual Funds

Overview

Insurance professionals that sell or manage products that include an underlying investment component must have knowledge of the funds that drive those investments. This course will provide you with an overview of various funds that fall under the Mutual Funds umbrella. These include mutual funds, exchange traded funds, and alternative investment funds. It also includes discussion on risks, fees, expenses, pros and cons, and taxation. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Demonstrate an understanding of the history and regulation of mutual funds 
  • Describe types of funds, fund management structures, and investment companies 
  • Explain the classification, risks, and features of mutual funds and ETFs 
  • Demonstrate an understanding of fees and expenses associated with mutual fund investing 
  • Describe how investment companies and their funds are taxed 
  • Explain the taxation of fund shareholders 


Designed For:

Life and health insurance producers, Investment Advisers, and finance professionals. 




Course Information

Adding additional credit may change exam requirements.