Spotlight on Mutual Funds

Overview

This course focuses on mutual fund products, including multi-class shares, suitability, and sales practices. 

Find this course for your license


License or Certification 

 

Regulator 

 

Type 

 


Learning Objectives

  • Understand mutual fund products;
  • Understand multi-class shares; 
  • Understand the rules surrounding the purchase and sale of mutual funds. 


Designed For:

Registered Representatives




Course Information

Adding additional credit may change exam requirements.