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Business Gifts and Entertainment, Vol. 2
Overview
This course will review the rules surrounding business gifts and entertainment, as well as the difference between proper and prohibited gifts.
Find this course for your license
License or Certification
Firm Element
Regulator
Firm Element
Type
Program Training
Learning Objectives
Understand the gift rules, and
Be able to conduct yourself in accordance with the rules
Designed For:
Registered Representatives
Course Information
Adding additional credit may change exam requirements.